The European Securities and Markets Authority (ESMA) has published a report outlining its key takeaways from the 2025 call for evidence on the ...

The UK Financial Conduct Authority (FCA) has published policy statement PS25/13, finalising the transfer of firm-facing requirements from the UK version of the ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...

A main driver for the recently announced MiFID II compliance rules was European Regulators saw unfairness in the practice of asset managers using “soft dollars” in their fees for research purposes.

From the blog: Most rules handed down from Europe are treated with distrust, and the forthcoming markets in financial instruments directive – or MiFID II – legislation is no exception. Some call it ...

FIX has been at the forefront of electronic trading for over two decades now. Whilst its roots, for obvious reasons, are within technology departments, it has been a combination of technicians and ...

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